| http://www.sec.gov/news/digest.shtml
The SEC News Digest provides daily information on recent Commission actions, including enforcement proceedings, rule filings, policy statements, and upcoming Commission meetings. |
| http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
Investment Adviser Public Disclosure (IAPD) provides information about current and certain former Investment Adviser Representatives, Investment Adviser firms registered with the SEC and/or state securities regulators, and Exempt Reporting Advisers that file reports with the SEC and/or state securities regulators. IAPD also provides links to FINRA’s BrokerCheck system which contains information about Brokerage firms and Registered Representatives of Brokerage firms. |
| http://www.sec.gov/divisions/corpfin/cf-noaction.shtml#chron Chronological List of No-Action Letters |
| http://www.sec.gov/rules/proposed.shtml We encourage the public to submit comments on the following proposed rules during the comment period. |
| http://www.sec.gov/rules/final.shtml Final rules currently available |
