LONDONDERRY, NH: Regulatory Maven, a compliance and business consulting firm serving FINRA-registered broker-dealer firms as well as SEC and state-registered investment advisor (RIA) firms announce the partnership with Market76.
“Market76 brings a solid suite of software and services to the Registered Investment Advisor firm, Broker-Dealers and their respective financial advisors,” says Dennis McCarron, CEO and co-founder. McCarron adds, “We all know how challenging it is to manage our business infrastructure while growing our firm. Regulatory Maven brings a depth of expertise to our clients by understanding their business and structuring a compliance program in “plain English.” Regulatory Maven provides clients compliance consulting and testing along with business consulting.
“We are impressed with the compliance programs Regulatory Maven has designed for their clients and are confident that our partnership will bring significant value to our clients,” says Arthur Weissman of Market76. Arthur also stated that the two firms are philosophically aligned regarding those services that are most beneficial to RIA and BD firms. Market76 provides client firms and their advisors with tools to increase their efficiency in managing technology and workflow.
Regulatory Maven brings the knowledge and experience of financial industry professionals to structure and protects its clients’ businesses in this demanding regulatory environment while best reflecting their vision.
About Regulatory Maven
Regulatory Maven was founded in May 2013. The company is located in Londonderry, New Hampshire and provides a complete suite of securities compliance services to Broker-Dealer and Registered Investment Advisor firms. Regulatory Maven delivers distinctive expertise and exemplary results. For additional information about Regulatory Maven please visit www.regmaven.com or call us at 603.965.7791.
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