LONDONDERRY, NH October 22: Regulatory Maven, a compliance and business consulting firm serving registered broker-dealer firms as well as federal and state-registered investment advisor (RIA) firms, announces a strategic partnership with the Estate Planning Team.
“The Estate Planning Team brings a unique tax deferred trust to RIAs, broker-dealers and their respective financial advisors. The trust is structured so that a business owner or property owner can defer the capital gain tax on the sale of their highly appreciated asset,” says Dennis McCarron, Regulatory Maven’s CEO and co-founder. McCarron adds, “Working with the Estate Planning Team in utilizing this strategy would be classified as an Outside Business Activity under current regulations and we all know how challenging it is to supervise these activities and determine the risk to the firm.” Regulatory Maven brings a depth of expertise to its clients by understanding their business and structuring a compliance program in “plain English.”
Robert Binkele, CEO of the Estate Planning Team, says “We are impressed with Regulatory Maven’s approach to and understanding the various compliance issues relating to our unique product and services. We believe that RegMaven’s understanding of the pertinent compliance issues will permit them to tailor an Outside Business Activity policy which will fit the broker-dealers and RIAs with whom we work.” Robert also stated that RegMaven shares EPT’s vision regarding the benefit of the Deferred Sales Trust™ and its benefit to RIA and BD firms.
Regulatory Maven together with the Estate Planning Team brings the knowledge and experience of financial industry professionals to structure and protect their respective clients’ businesses in this demanding regulatory environment while best reflecting their vision.
About Regulatory Maven
Regulatory Maven was founded in May, 2013. The company is located in Londonderry, New Hampshire and provides a complete suite of securities compliance services to Broker-Dealer and Registered Investment Advisor firms. Regulatory Maven delivers distinctive expertise and exemplary results. For additional information about Regulatory Maven, please visit www.regmaven.com or call us at 603.965.7791.
About Estate Planning Team
The Estate Planning Team, Inc (“EPT”) is a national firm specializing in strategies to help property owners and business owners who have an interest in selling but are concerned about their capital gains tax
liability. EPT is based in Indian Wells, California and has been offering these innovative services for 13 years.
EPT provides education to its members along with administrative, marketing and support services to assist them in growing their financial services practices. As the financial services business continues to change, advisors need to find new and innovative solutions that bring added value to their investors. By learning to recognize opportunities to suggest the Deferred Sales Trust™ to their clients and prospects, advisors can do just that, while potentially securing the large sums of assets to manage that typically result from the sale of valuable businesses and real estate holdings. Recent changes in the tax laws have created substantial demand for tax deferral options and there has never been a more relevant time for broker dealers and financial advisors to offer the services that EPT provides. The advisor has the continued support of the EPT personnel and DOES NOT provide any tax or legal advice.
To contact Robert Binkele of the Estate Planning Team visit www.myept.com or www.mydstplan.com or call Kari Smith at 760-779-5339.
